Advisor M&A & Succession Financing

Capital Solutions.
Structured Execution.
Confident Growth.

Purpose-built financing for independent advisors and RIAs navigating acquisitions, mergers, internal transitions, and succession planning — from initial inquiry through closing.

Submit Financing Inquiry How It Works

Advisor Capital Solutions

Financing Built for
Practice Growth

AssetMark's Advisor Financing program is purpose-designed for independent advisors and RIAs navigating the complexities of practice M&A, succession, and growth capital. We connect you with a curated network of lending institutions and structured capital providers — aligning financing with your platform economics, retention strategy, and long-term growth objectives.

Whether you are a BDO initiating a request on behalf of an advisor, or an advisor exploring financing directly, our capital solutions team manages the process from initial inquiry through underwriting and closing.

Practice Acquisition Succession Planning Internal Transition Merger Financing Growth Capital
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Capital Solutions
Advisor-First Approach

Why AssetMark Financing

The Advisor Financing Advantage

Broad Lender Access

A curated network of lending institutions and structured capital providers specialized in RIA and advisor practice financing.

Structured Execution

Our capital team manages every stage — from initial framework drafting through underwriting, lender engagement, and closing.

Platform-Aligned

Financing structures designed to align with AssetMark platform economics, retention incentives, and long-term growth strategy.

High-Touch Service

A dedicated capital solutions team that works at your pace — providing guidance, clarity, and proactive communication throughout.

How It Works

From Inquiry to Capital, in 4 Steps

1

Submit Transaction Details

Complete the intake form with your transaction type, revenue metrics, deal structure, and contact information.

2

Capital Team Assessment

Our team evaluates revenue stability, retention risk, platform exposure, and lender fit to build your financing framework.

3

Framework Alignment

A draft financing structure is shared for your review — covering terms, structure, and timeline before lender engagement.

4

Underwriting & Closing

We advance to formal underwriting and lender engagement — coordinating all parties to move efficiently toward a successful close.

Intake Form Purpose

What We Use Your Information For

  • Draft an initial financing structure

    Tailored to your transaction type and advisor profile

  • Assess revenue stability and retention risk

    Critical for lender qualification and terms

  • Evaluate platform exposure and lender fit

    Matching your profile to the right capital partners

  • Prepare underwriting documentation

    Streamlining the path to lender engagement

Ready to get started?

Please ensure required production metrics and financials are included to avoid delays in review.

Begin Intake Form
AssetMark
AssetMark Advisor Capital Solutions
For direct inquiries, contact our team:
advisorfinancing@assetmark.com (555) 555-5555

Advisor Capital Request Intake

M&A Financing Submission

Use this form to initiate a capital evaluation for advisor acquisition, merger, or succession transactions. Our team will respond within one business day.

Advisor Financing Inquiry

Advisor Profile

Progress

1 of 4

Please provide your contact details so our team can manage and follow up on your request quickly.

Tell us about the transaction you are seeking to finance. This shapes the initial capital framework.

Production metrics and financial details are critical for lender qualification. Please provide as much detail as possible.

Review your details and add any final notes before submitting to the AssetMark Capital Solutions team.

Submission Summary

Ensure production metrics and financials were included in Step 3 to avoid delays in review.

Inquiry Received

A member of the AssetMark Capital Solutions Team will be in touch within one business day to discuss next steps.

All inquiries handled with complete confidentiality
"Having a dedicated capital solutions team that understands our practice — and the nuances of advisor M&A — has been a genuine differentiator. AssetMark's financing program doesn't just connect us to capital; they help us structure the right deal for each situation, with the same level of care and precision we bring to every client relationship."
AssetMark
Independent RIA Principal
AssetMark Platform Advisor

Book a Conversation

Speak with a
Capital Strategist

Every advisor's situation is unique. Our capital strategists invest the time to understand your practice, your transaction, and your goals — before we ever discuss structure or terms.

Whether you're exploring options early or ready to move forward, a conversation with our team is the fastest path to clarity.

  • No commitment required

    Initial conversations are exploratory and confidential

  • Advisor-led throughout

    You remain the primary relationship — we support the process

  • 30 or 60 minute sessions

    Choose the format that fits — intro call or deep-dive working session

Schedule a Conversation

Book a Time with Our Team

30-Minute Intro

Quick exploration call

60-Minute Deep Dive

Full working session

Schedule a Conversation

— or reach us directly —

advisorfinancing@assetmark.com
(555) 555-5555

Educational Content

Understanding Advisor
M&A Financing

Watch our overview to understand how AssetMark's capital solutions work, what lenders look for, and how to position your practice for successful financing.

Featured Video

Advisor M&A Financing: What You Need to Know

AssetMark Capital Solutions Team · 12 min

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Advisor Resource Library

Tools & Guides for
Practice Buyers & Sellers

A curated library of resources to support every stage of the M&A and succession journey — from initial exploration through closing.

Advisor Financing Guide — Practice Financing for Wealth Advisors Guide
PDF Guide

Advisor Financing Guide

A comprehensive guide to advisor M&A financing — covering loan structures, qualification criteria, lender expectations, and the AssetMark process from inquiry to close.

Download Guide
Playbook
Playbook

Becoming Bankable

A practical guide to lending for buyers — what lenders look for, how to prepare your practice financials, and steps to strengthen your loan application before you approach capital.

Download Playbook
Tool
Interactive Tool

Practice Valuation Tool

Estimate the market value of an advisory practice using revenue multiples, AUM, client retention metrics, and other key valuation drivers relevant to RIA M&A transactions.

Access Tool
Practice acquisition case study Case Study
Case Study

Practice Acquisition Financing

How an independent RIA successfully financed the acquisition of a retiring advisor's $85M book of business — structure, timeline, and key lessons learned.

Read Case Study
Succession planning roadmap Guide
Planning Guide

Succession Planning Roadmap

A structured framework for advisors planning internal or external succession — from timeline and valuation through financing, transition, and client retention strategy.

Download Roadmap
Checklist
Checklist

Advisor M&A Due Diligence Checklist

A comprehensive due diligence checklist for buyers and sellers — covering financials, client data, compliance, technology, and operational readiness for a successful transaction.

Download Checklist

Have a resource suggestion or question about our library?

Contact Our Team

Ready to Move Forward?

Your Next Chapter
Starts with the Right Capital

Whether you're acquiring a practice, planning your succession, or exploring a merger — AssetMark's Capital Solutions team is ready to structure the right path forward.

Submit Financing Inquiry Contact the Team
Submit Loan Inquiry